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Services

Compliance advisory

Advisory work for institutions, payment providers, and exchanges seeking to reduce exposure to fraud-related liability.

What this service covers

Review of AML/KYC and transaction-monitoring frameworks; incident-response playbooks; victim-facing communications policies; engagement-agreement templates for legitimate recovery services; regulatory-examination support.

When this service applies

  1. 01You operate a licensed exchange, payment institution, or broker that receives fraud-related inquiries.
  2. 02You need a written framework for responding to law-enforcement and victim freezing requests.
  3. 03You are preparing for a regulatory examination that will focus on fraud exposure.
  4. 04You are a recovery services provider that wants to align with responsible industry standards.

When this service may NOT be appropriate

Our advisory work is anchored in the same ethics as our victim-side practice. We do not advise operators who generate the fraud we represent victims against, regardless of fee.

  • · Business models substantially dependent on fees levied on fraud victims.
  • · Organisations unable or unwilling to implement a credible fraud-response policy.
  • · Work that would conflict with pending or prior representation of fraud victims.

Our approach

  1. 01Gap assessment against the relevant licensing authority's standards.
  2. 02Drafting or review of policies, playbooks, and victim-communication templates.
  3. 03Training of customer-facing and compliance staff on the realistic shape of fraud cases.
  4. 04Ongoing retainer for incident support, examination responses, and policy refresh.

Relevant legal frameworks

Licensing statutes applicable to the client's regulated activity; AML/CFT rules; consumer-protection and data-protection rules; contractual frameworks with upstream correspondents and payment networks.

Scope limitations

We do not act as a compliance outsourcing provider. Our work is legal-advisory in nature; accountability for day-to-day compliance remains with the client's licensed compliance function.

Discuss your case with us

Request a free consultation